CFA考试一级章节练习题精选0331-24(附详解)

CFA

考试一级章节练习题精选

0331-24

（附详解）

1

、

Benefits of compliance with the CFA Institute Global Investment Performance Standards (GIPS?) least likely include:

【单选题】

thening of internal controls.

ipation in competitive bidding.

ation of in-depth due diligence for investors.

正确答案

:C

答案解析

:“Introduction to the Global Investment Performance Standards (GIPS?),” CFA Institute2011 Modular Level I, Vol. 1, pp. 172–173Study Session 1-3-

aExplain why the GIPS standards were created, what parties the GIPS standards apply to, and who is served by the standards.

C is correct because compliance with the GIPS standards does not eliminate the need for in-depth due diligence on the part of the investor.

1

、

Bill Gates, CFA, is a securities analyst covering transportation industry in alocal ing to the Code of Ethics and Standards of ProfessionalConduct,

which

of

the

following

recommended

procedures

to

prevent

violationsof

the

Standards

of

Professional

Conduct

relating

to

priority

of

transactionsis

NOT

accurate?

【单选题】

it personal trading in the broker's recommended stock list.

1